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Emily O Pattee

Oxford Financial Group, Ltd

Chicago, IL

Carmel, IN

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Current Employers
Oxford Financial Group, Ltd

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-11-16
  • IL RA
    APPROVED
    Since 2021-11-16

Branch Locations

980 North Michigan Avenue Suite 1500, Chicago, IL 60611 • United States

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Chicago IL 12/2013 11/2018
Northwestern Mutual Investment Services Llc Chicago IL 11/2018 09/2021
Oxford Financial Group, Ltd Chicago IL 11/2021 Present
Unemployed Chicago IL 09/2021 11/2021
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-13
S63 Uniform Securities Agent State Law Examination 2012-03-26
  • S66 Uniform Combined State Law Examination
    2012-06-13
  • S63 Uniform Securities Agent State Law Examination
    2012-03-26
Other Names
  • Emily Pattee
  • Emily Olson Pattee
  • Emily O Pattee

View on SEC IAPD

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BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
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