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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-27 |
| WA | RA | APPROVED | 2023-10-26 |
Branch Locations
330 112Th Ave Ne, Suite 301, Bellevue, WA 98004 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
9 Lake Bellevue Drive, Suite 210, Bellevue, WA 98005 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penn Mutual Life Ins Co | Horsham | PA | 03/2013 | 10/2023 |
| Hornor, Townsend And Kent, Inc. | Bellevue | WA | 03/2013 | 07/2018 |
| Woodbury Financial Services Inc | Bellevue | WA | 07/2018 | 10/2023 |
| Lpl Financial Llc | Newcastle | WA | 10/2023 | Present |
1)10/12/2023 - Advanced Planning Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2023 - 160 Hr/Mth 2)10/12/2023 - Michael Rossman - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 10/2023 - 10 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-11 |
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