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4700 N. River Blvd Ne, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APP_PEND_IARCE | 2026-01-01 |
| IA | RA | APPROVED | 2018-09-20 |
Branch Locations
4700 N. River Blvd Ne, Cedar Rapids, IA 52411 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Coralville | IA | 04/2012 | 09/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2012 | 09/2018 |
| Northwestern Mutual | Coralville | IA | 01/2012 | 09/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 09/2018 |
| Basepoint Wealth Llc | Cedar Rapids | IA | 09/2018 | Present |
(1) Mr. Cooley personally owns and rents house to tenants located at 295 Radcliffe Dr. North Liberty, IA 52317, which provides him income from monthly rent. Activity is not investment-related. Mr. Cooley dedicates about 5 hours per month and all during non-securities trading hours. Mr. Cooley's duties includes managing the finances and routine maintenance that is typical for rental property management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-19 |
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