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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-12-11 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Atlanta | GA | 03/2016 | 11/2016 |
| Cetera Investment Advisers Llc | Atlanta | GA | 03/2016 | 11/2016 |
| Cetera Investment Services Llc | St.CLoud | MN | 03/2016 | 11/2016 |
| Capital Markets Iq, Llc | Wilmington | DE | 11/2016 | 02/2019 |
| Morgan Stanley | Duluth | GA | 02/2019 | 12/2021 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2019 | 12/2021 |
| Personal Capital Advisors Corporation | Dacula | GA | 01/2022 | 04/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 05/2019 | 01/2022 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2023 | Present |
| Empower Financial Services, Inc | Greenwood Village | CO | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-04-17 |
| S66 | Uniform Combined State Law Examination | 2012-02-23 |
| S65 | Uniform Investment Adviser Law Examination | 2009-03-23 |
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