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Lawrence Brown

Pnc Wealth Management LLC

Cleveland, OH

Austin, TX

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-07
  • TX RA
    APPROVED
    Since 2024-10-07

Branch Locations

Cleveland Main Pnc Investments 1900 East 9Th Street, Cleveland, OH 44114 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Milwaukee WI 08/2014 09/2023
Charles Schwab Bank, Ssb Milwaukee WI 03/2020 09/2023
Stone Oak Wealth Management San Antonio TX 10/2023 09/2024
Pnc Investments San Antonio TX 09/2024 Present
  • 08/2014 → 09/2023
    Charles Schwab & Co., Inc.
    Milwaukee, WI
  • 03/2020 → 09/2023
    Charles Schwab Bank, Ssb
    Milwaukee, WI
  • 10/2023 → 09/2024
    Stone Oak Wealth Management
    San Antonio, TX
  • 09/2024 → Present
    Pnc Investments
    San Antonio, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-24
S63 Uniform Securities Agent State Law Examination 2014-10-23
  • S65 Uniform Investment Adviser Law Examination
    2024-01-24
  • S63 Uniform Securities Agent State Law Examination
    2014-10-23
Other Names
  • Lawrence J Brown

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · Independence, OH
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