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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2012-10-10
  • MI RA
    APPROVED
    Since 2012-10-10

Branch Locations

48609 Hayes Rd, Shelby Township, MI 48315 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Shelby Township MI 05/2012 Present
Other Businesses

1. 11/2/2016 - Mainstay Financial Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/18/2016 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-08
  • S66 Uniform Combined State Law Examination
    2012-10-08

View on SEC IAPD

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