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Account
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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-06-29 |
| IA | RA | APPROVED | 2026-06-02 |
| IN | RA | APPROVED | 2026-04-27 |
| NV | RA | APPROVED | 2026-02-09 |
| IL | RA | APPROVED | 2025-10-22 |
| SC | RA | APPROVED | 2024-10-03 |
| MA | RA | APPROVED | 2024-09-06 |
| MD | RA | APPROVED | 2024-08-21 |
| KS | RA | APPROVED | 2024-07-08 |
| MO | RA | APPROVED | 2024-07-08 |
| OH | RA | APPROVED | 2024-01-19 |
| MI | RA | APPROVED | 2024-01-09 |
| AZ | RA | APPROVED | 2023-10-13 |
| TX | RA | APPROVED_RES | 2023-09-07 |
| WA | RA | APPROVED | 2023-06-30 |
| NC | RA | APPROVED | 2022-10-06 |
| CT | RA | APPROVED | 2022-01-27 |
| NJ | RA | APPROVED | 2021-12-10 |
| CA | RA | APPROVED | 2021-11-19 |
| PA | RA | APPROVED | 2021-11-01 |
| FL | RA | APPROVED | 2021-09-24 |
| VA | RA | APPROVED | 2021-06-14 |
| NY | RA | APPROVED | 2021-04-16 |
| CO | RA | APPROVED | 2020-09-30 |
Branch Locations
69 Monroe Avenue, Pittsford, NY 14534 • United States
Penfield, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Rochester | NY | 11/2015 | 01/2019 |
| Allstate Roofing And More Llc | Rochester | NY | 02/2019 | 12/2019 |
| Guardian Life Insurance Company | Rochester | NY | 11/2019 | 04/2022 |
| Park Avenue Securities | Rochester | NY | 05/2020 | 04/2022 |
| Guardian Life Insurance | Pittsford | NY | 04/2022 | Present |
| Park Avenue Securities | Pittsford | NY | 04/2022 | Present |
| Guardian Life Insurance Company | Penfield | NY | 06/2024 | Present |
| Park Avenue Securities | Penfield | NY | 06/2024 | Present |
1) Insurance other than Guardian, Start date: 08/02/2025, Address: 10 Helmsford Way Penfield NY 14526, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-16 |
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