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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-12-06 |
Branch Locations
One Orange Way, Windsor, CT 06095 • United States
Peoria, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 02/2015 | 10/2023 |
| Voya Financial Partners, Llc | Peoria | AZ | 11/2023 | Present |
| Voya | Peoria | AZ | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-29 |
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