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Current Employers
Level Four Advisory Services

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-09-21
TX RA APPROVED_RES 2017-08-31
  • FL RA
    APPROVED
    Since 2017-09-21
  • TX RA
    APPROVED_RES
    Since 2017-08-31

Branch Locations

33 Flagler Ave, Stuart, FL 34994 • United States

12400 Coit Road Suite 700, Dallas, TX 75251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Stuart FL 06/2013 09/2017
Morgan Stanley Private Bank, N.A. New York NY 01/2015 09/2017
Level Four Advisory Services Stuart FL 08/2017 Present
Lpl Financial, Llc Stuart FL 09/2017 12/2020
Level Four Financial, Llc Mobile AL 01/2021 Present
  • 06/2013 → 09/2017
    Stuart, FL
  • 01/2015 → 09/2017
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2017 → Present
    Stuart, FL
  • 09/2017 → 12/2020
    Lpl Financial, Llc
    Stuart, FL
  • 01/2021 → Present
    Level Four Financial, Llc
    Mobile, AL
Previous Registrations
Other Businesses

1. HIGH AND TIGHT LLC, DBA, HUNTING LEASE, 581 S.E. SOUTHWOOD TRAIL, STUART FL 34997, MANAGER, START DATE JAN 2013, NOT INVESTMENT RELATED, 8 HOURS PER MONTH, 0 DURING TRADING, 2. LEVEL FOUR ADVISORY SERVICES, LLC, INVESTMENT RELATED, 12400 COIT ROAD, STE 700 DALLAS TX 75251, RIA, FINANCIAL ADVISOR, START DATE SEPTEMBER 2017, 40 HOURS PER MONTH, 5 DURING TRADING. 3. LEVEL FOUR FINANCIAL, INVESTMENT RELATED, FINANCIAL PROFESSIONAL, 40 HOURS PER MONTH, 5 DURING TRADING, START DATE JAN 2021. 12400 COIT ROAD STE 700 DALLAS TX 75251. 4. LEVEL FOUR GROUP, NOT INVESTMENT RELATED, EMPLOYEE SERVICES HOLDING COMPANY, EMPLOYEE, START DATE SEPTEMBER 2017, 40 HOURS PER MONTH, 5 DURING TRADING, 12400 COIT ROAD, STE 700 DALLAS TX 75251. 5. LEVEL FOUR INSURANCE AGENCY, NOT INVESTMENT RELATED, AGENT, 12400 COIT ROAD, STE 700 DALLAS TX 75251, 40 HOURS PER MONTH/ 0 DURING TRADING. SALES OF INSURANCE PRODUCTS. 6. M.E.S TEAM FOUNDATION, NOT INVESTMENT RELATED, PO BOX 249 JENSEN BEACH,FLORIDA, CHILDREN CHARITY, NON PROFIT, PRESIDENT, START DATE JANUARY 2007, 2 HOURS PER MONTH, 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-16
  • S66 Uniform Combined State Law Examination
    2014-06-16

View on SEC IAPD

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