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12400 Coit Road Suite 700, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-09-21 |
| TX | RA | APPROVED_RES | 2017-08-31 |
Branch Locations
33 Flagler Ave, Stuart, FL 34994 • United States
12400 Coit Road Suite 700, Dallas, TX 75251 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Stuart | FL | 06/2013 | 09/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 09/2017 |
| Level Four Advisory Services | Stuart | FL | 08/2017 | Present |
| Lpl Financial, Llc | Stuart | FL | 09/2017 | 12/2020 |
| Level Four Financial, Llc | Mobile | AL | 01/2021 | Present |
1. HIGH AND TIGHT LLC, DBA, HUNTING LEASE, 581 S.E. SOUTHWOOD TRAIL, STUART FL 34997, MANAGER, START DATE JAN 2013, NOT INVESTMENT RELATED, 8 HOURS PER MONTH, 0 DURING TRADING, 2. LEVEL FOUR ADVISORY SERVICES, LLC, INVESTMENT RELATED, 12400 COIT ROAD, STE 700 DALLAS TX 75251, RIA, FINANCIAL ADVISOR, START DATE SEPTEMBER 2017, 40 HOURS PER MONTH, 5 DURING TRADING. 3. LEVEL FOUR FINANCIAL, INVESTMENT RELATED, FINANCIAL PROFESSIONAL, 40 HOURS PER MONTH, 5 DURING TRADING, START DATE JAN 2021. 12400 COIT ROAD STE 700 DALLAS TX 75251. 4. LEVEL FOUR GROUP, NOT INVESTMENT RELATED, EMPLOYEE SERVICES HOLDING COMPANY, EMPLOYEE, START DATE SEPTEMBER 2017, 40 HOURS PER MONTH, 5 DURING TRADING, 12400 COIT ROAD, STE 700 DALLAS TX 75251. 5. LEVEL FOUR INSURANCE AGENCY, NOT INVESTMENT RELATED, AGENT, 12400 COIT ROAD, STE 700 DALLAS TX 75251, 40 HOURS PER MONTH/ 0 DURING TRADING. SALES OF INSURANCE PRODUCTS. 6. M.E.S TEAM FOUNDATION, NOT INVESTMENT RELATED, PO BOX 249 JENSEN BEACH,FLORIDA, CHILDREN CHARITY, NON PROFIT, PRESIDENT, START DATE JANUARY 2007, 2 HOURS PER MONTH, 0 DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-16 |
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