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Matthew Kochen

Mml Investors Services, LLC

Radnor, PA

Penn Valley, PA

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-09-22
  • PA RA
    APPROVED
    Since 2022-09-22

Branch Locations

201 King Of Prussia Road Suite 501, Radnor, PA 19087 • United States

Penn Valley, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Investments New York NY 06/2014 08/2019
Securities Service Network West Hartford CT 09/2019 09/2020
Securities America, Inc. West Hartford CT 08/2019 06/2022
Securities America Advisors, Inc. West Hartford CT 08/2019 06/2022
Mml Investors Services, Llc Radnor PA 07/2022 Present
Mass Mutual Insurance Company Radnor PA 07/2022 Present
  • 06/2014 → 08/2019
    New York Life Investments
    New York, NY
  • 09/2019 → 09/2020
    Securities Service Network
    West Hartford, CT
  • 08/2019 → 06/2022
    Securities America, Inc.
    West Hartford, CT
  • 08/2019 → 06/2022
    Securities America Advisors, Inc.
    West Hartford, CT
  • 07/2022 → Present
    Mml Investors Services, Llc
    Radnor, PA
  • 07/2022 → Present
    Mass Mutual Insurance Company
    Radnor, PA
Previous Registrations
  • 2020-09-18 → 2022-07-08
    Securities America Advisors, Inc.
    West Hartford, CT
  • 2019-09-06 → 2020-09-18
    Ssn Advisory, Inc.
    West Hartford, CT
  • 2014-10-15 → 2019-08-12
    New York Life Investment Management Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-10
S63 Uniform Securities Agent State Law Examination 2013-10-18
  • S65 Uniform Investment Adviser Law Examination
    2014-10-10
  • S63 Uniform Securities Agent State Law Examination
    2013-10-18
Other Names
  • Matthew S Kochen

View on SEC IAPD

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NORDWAND INVESTMENTS, LLC
V3LIMITED LLC
PRESILIUM PRIVATE WEALTH, LLC

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GERALD JOSHUA KANE
CHRISTOPHER MICHAEL BOYLE
DOUGLAS HENRY DELONG
THEODORE WESLEY BROOKS
PATRICK JOSEPH MCGINNIS
Connor Drew Martin
JAMES FRANCIS MARTIN
Lisa Dimter

Other Offices

NORDWAND ADVISORS · RADNOR, PA
MCADAM LLC · RADNOR, PA
ALTERRA IOS MANAGER, LLC · RADNOR, PA
LINCOLN FINANCIAL INVESTMENTS CORPORATION · RADNOR, PA
WICK CAPITAL PARTNERS, LLC · WAYNE, PA
NORDWAND INVESTMENTS, LLC · RADNOR, PA
V3LIMITED LLC · RADNOR, PA
PRESILIUM PRIVATE WEALTH, LLC · RADNOR, PA

More in Radnor, PA

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