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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-24
TX RA APPROVED_RES 2025-01-24
  • CA RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED_RES
    Since 2025-01-24

Branch Locations

1510 Poole Boulevard Suite 107, Yuba City, CA 95993 • United States

101 Parkshore Drive Suite 135, Folsom, CA 95630 • United States

406 E Main St Ste K, Grass Valley, CA 95945 • United States

8880 Cal Center Drive Suite 220, Sacramento, CA 95826-3229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Sacramento CA 02/2000 01/2025
Osaic Wealth, Inc. Folsom CA 01/2025 Present
  • 02/2000 → 01/2025
    Lincoln Financial Advisors
    Sacramento, CA
  • 01/2025 → Present
    Folsom, CA
Previous Registrations
  • 2012-03-14 → 2025-01-24
    Osaic Fa, Inc.
    Yuba City, CA
    Sacramento, CA
    Grass Valley, CA
    Sacramento, CA
    Folsom, CA
    Sacramento, CA
Other Businesses

1) NAME AND ADDRESS: LORI CARDEN, 8880 CAL CENTER DRIVE, SUITE 220, SACRAMENTO, CA 95826-3229. CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT/BROKER DUTIES: OFFERING ACCIDENT AND HEALTH INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES, INDEXED ANNUITIES, LONGTERM CARE INSURANCE AND TRADITIONAL LIFE INSURANCE PRODUCTS START 09/01/2009 HOURS PER MONTH: 16 HOURS PER MONTH DURING TRADING HOURS: 16

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-08
S63 Uniform Securities Agent State Law Examination 2000-06-29
  • S65 Uniform Investment Adviser Law Examination
    2012-03-08
  • S63 Uniform Securities Agent State Law Examination
    2000-06-29
Other Names
  • Lorraine Jean De Rosa
  • Lori Carden

View on SEC IAPD

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