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Prescott Bevier Rowe

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ponte Vedra Beach, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-04-24
  • FL RA
    APPROVED
    Since 2017-04-24

Branch Locations

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Jacksonville FL 08/2014 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated St. Augustine FL 03/2017 Present
Bank Of America, N.A. St. Augustine FL 05/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-06
  • S66 Uniform Combined State Law Examination
    2012-08-06
Other Names
  • Prescott Bevier Rowe
  • Prescott B Rowe
  • Prescott Rowe

View on SEC IAPD

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