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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-02-07
MI RA APPROVED 2012-03-21
  • TX RA
    APPROVED
    Since 2013-02-07
  • MI RA
    APPROVED
    Since 2012-03-21

Branch Locations

39001 W 12 Mile Rd, Farmington Hills, MI 48331 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Livonia MI 12/2011 Present
Bank Of America, N.A. Livonia MI 03/2012 Present
Other Businesses

I*521315 For profit or not for profit: Entity For Profit Name of outside business organization: The Town Pump Saloon (Lake City Enterprises, Inc.) Investment related: N Address of business: Lake City, Michigan, 49651 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 9/9/2021 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-16
  • S66 Uniform Combined State Law Examination
    2012-03-16

View on SEC IAPD

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