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Nicholas Alex Nunziato

Hsbc Securities (Usa) Inc.

New York, NY

Massapequa Park, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-05-17
  • CT RA
    APPROVED
    Since 2019-05-17

Branch Locations

66 Hudson Boulevard Floors 3, 4, 5, 30, And Suites 2406, 2407, New York, NY 10001 • United States

Massapequa Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York NY 06/2017 02/2021
Thomson Reuters, Inc. New York NY 11/2013 01/2017
Unemployed Massapequa Park NY 01/2017 06/2017
Hsbc Securities (Usa) Inc. New York NY 02/2021 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-09-05
  • S63 Uniform Securities Agent State Law Examination
    2017-09-05
Other Names
  • Nicholas Nunziato

View on SEC IAPD

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