Dennis Peter Lee

Current Employers

Wilmington Capital Securities, Llc

666 Old Country Road Suite 505, Garden City, NY 11530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2019-02-15

NJ RA
APPROVED

Since 2019-02-15

Branch Locations

666 Old Country Road Suite 505, Garden City, NY 11530 • USA

666 Old Country Road Suite 505, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Trident Partners Ltd.	Woodbury	NY	07/2009	11/2017
Wilmington Capital Securities, Llc	Garden City	NY	12/2017	Present
Trident Partners Ltd.	Woodbury	NY	07/2020	Present

07/2009 → 11/2017

Trident Partners Ltd.

Woodbury, NY
12/2017 → Present

Wilmington Capital Securities, Llc

Garden City, NY
07/2020 → Present

Trident Partners Ltd.

Woodbury, NY

Other Businesses

TRIDENT PARTNERS LTD., INVESTMENT-RELATED, 181 CROSSWAYS PARK DRIVE, WOODBURY, NY 11797, BROKER-DEALER, MUNICIPAL SECURITIES PRINCIPAL, 07/2020, APPROXIMATELY 6 HOURS PER MONTH AND LESS THAN 1 HOUR PER DAY DURING MARKET HOURS, SUPERVISOR OF FIRM'S MUNICIPAL BOND TRADING ACTIVITY.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-01-31

S66 Uniform Combined State Law Examination

2019-01-31