Best Investors
Account
Sign in
Best Investors
Account
Sign in
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-29 |
Branch Locations
500 Ygnacio Valley Rd Ste 270B, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | San Jose | CA | 11/2023 | 07/2024 |
| Pruco Securities Llc | San Jose | CA | 11/2023 | 07/2024 |
| Promark Financial (Oct.) 2008-2011, Nove | Costa Mesa | CA | 11/2015 | 12/2018 |
| Asurea | Roseville | CA | 01/2019 | 03/2020 |
| Shurwest Financial | Scottsdale | AZ | 05/2020 | 11/2023 |
| Principal Securities | San Jose | CA | 07/2024 | Present |
| Principal Securities | San Jose | CA | 07/2024 | Present |
INSURANCE POSITION: Insurance NATURE: Agent INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 500 Ygnacio Valley rd. suite 270B, Walnut Creek CA 94596, United States DESCRIPTION: Sales and service of fixed life, fixed annuities, DI, LTC, P&C, health, and group benefits.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2012-04-03 |
Reach out to this advisor