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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-07-17
WA RA APPROVED 2022-12-06
CA RA APPROVED 2019-10-16
UT RA APPROVED 2017-03-22
OR RA APPROVED 2014-02-24
  • PA RA
    APPROVED
    Since 2023-07-17
  • WA RA
    APPROVED
    Since 2022-12-06
  • CA RA
    APPROVED
    Since 2019-10-16
  • UT RA
    APPROVED
    Since 2017-03-22
  • OR RA
    APPROVED
    Since 2014-02-24

Branch Locations

488 East 11Th Avenue Suite 220, Eugene, OR 97401 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc Portland OR 02/2014 Present
Agia Houston TX 12/2022 Present
Previous Registrations
Other Businesses

CENTRAL LUTHERAN FOUNDATION POSITION: Board Member NATURE: I have been chosen to be a Board Member of the Central Lutheran Foundation which is a non-profit charitable religious organization dedicated to grants for charitable and educational purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 1857 Potter St, Eugene OR 97403, United States DESCRIPTION: Attend Board meetings as a voting member and help determine grant requests. AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products CENTRAL LUTHERAN CHURCH POSITION: Treasurer NATURE: I have been appointed Treasurer for the Church. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/21/2023 ADDRESS: 1857 Potter St, Eugene OR 97403, United States DESCRIPTION: As the church Treasurer I will oversee finances of the church and report to the church council the financial conditions and assist in determining the annual budget. The church employees a bookeeper to do the day to day financial activities. I will not be involved in day to day financial transactions but I will oversee and approve certain transactions. I have check writing authority but the church has a "dual signer" policy to ensure 2 signatures on any checks. CENTRAL LUTHERAN FOUNDATION POSITION: Board Member NATURE: I am on the Board of a non profit Foundation that make grants and gifts to other non profit organizations and provides scholarships to deserving students. Total Foundation Assets $2,500,000 INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/02/2024 ADDRESS: 1857 Potter St, Eugene OR 97403, United States DESCRIPTION: Meet with other board members and accept and review applications from other non profit organizations for grants and gifts.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-18
S63 Uniform Securities Agent State Law Examination 2011-12-29
  • S66 Uniform Combined State Law Examination
    2012-07-18
  • S63 Uniform Securities Agent State Law Examination
    2011-12-29

View on SEC IAPD

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