Nathaniel Francis Morris

Current Employers

Essex Financial Services, Inc.

176 Westbrook Road, Essex, CT 06426 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2013-06-03

CT RA
APPROVED

Since 2013-06-03

Branch Locations

10 Waterside Dr, Suite 100, Farmington, CT 06032 • United States

176 Westbrook Road, Essex, CT 06426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Essex Financial Services Inc	Essex	CT	06/2013	Present
The Leaders Group Inc	Littleton	CO	06/2021	03/2024

06/2013 → Present

Essex Financial Services Inc

Essex, CT
06/2021 → 03/2024

The Leaders Group Inc

Littleton, CO

Previous Registrations

2012-03-06 → 2013-05-29

Voya Financial Advisors, Inc.

Philadelphia, PA

Other Businesses

1) Insurance Agent for Essex Financial Services Inc - 6/2013 - 176 Westbrook Rd, Essex CT 06426 - Life insurance/fixed annuity sales - Not Inv Rel - Insurance Business - less than 10 hrs/mo; less than 10 hrs/mo (during trading hours).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-02-21
S63	Uniform Securities Agent State Law Examination	2012-01-30

S65 Uniform Investment Adviser Law Examination

2012-02-21
S63 Uniform Securities Agent State Law Examination

2012-01-30

Designations

Other Names

Nathaniel Morris

View on SEC IAPD