Joshua Glenn Clayton

Current Employers

Sofi Wealth Llc

234 1St Street, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2022-08-04

PA RA
APPROVED

Since 2022-08-04

Branch Locations

234 1St Street, San Francisco, CA 94105 • United States

Downingtown, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Capital One Sharebuilder	Wilmington	DE	03/2013	02/2019
Sofi Securities Llc	Claymont	DE	05/2019	Present
Sofi Wealth Llc	Claymont	DE	05/2019	Present
Social Finance Inc.	Claymont	DE	05/2019	Present

03/2013 → 02/2019

Capital One Sharebuilder

Wilmington, DE
05/2019 → Present

Sofi Securities Llc

Claymont, DE
05/2019 → Present

Sofi Wealth Llc

Claymont, DE
05/2019 → Present

Social Finance Inc.

Claymont, DE

Previous Registrations

2014-08-28 → 2019-02-08

Capital One Advisors, Llc

Mclean, VA

Wilmington, DE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-08-25

S66 Uniform Combined State Law Examination

2014-08-25

Other Names

Joshua G Clayton

View on SEC IAPD

Current Employers

Sofi Wealth Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews