Leila Diane Dudley

Current Employers

Mosaic Wealth Strategies Llc

Greenville, SC • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2018-02-28
SC	RA	APPROVED	2018-01-29

GA RA
APPROVED

Since 2018-02-28
SC RA
APPROVED

Since 2018-01-29

Branch Locations

Greenville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Columbia	SC	06/2012	01/2018
New York Life Insurance Company	Columbia	SC	11/2011	01/2018
Eagle Strategies Llc	Columbia	SC	05/2014	01/2018
Mosaic Wealth Strategies, Llc	Columbia	SC	12/2014	Present

06/2012 → 01/2018

Nylife Securities Llc

Columbia, SC
11/2011 → 01/2018

New York Life Insurance Company

Columbia, SC
05/2014 → 01/2018

Eagle Strategies Llc

Columbia, SC
12/2014 → Present

Mosaic Wealth Strategies, Llc

Columbia, SC

Previous Registrations

2014-05-07 → 2018-01-22

Eagle Strategies Llc

Columbus, GA

Greenville, SC

Columbia, SC

Columbia, SC

Columbia, SC

Other Businesses

APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; GREENVILLE SC; START DATE 02/2015; FIVE PERCENT PER MONTH; DURING SECURITIES TRADING HOURS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-04-17
S63	Uniform Securities Agent State Law Examination	2013-01-02

S65 Uniform Investment Adviser Law Examination

2014-04-17
S63 Uniform Securities Agent State Law Examination

2013-01-02

Designations

Other Names

Leila Grimball
Leila Dudley

View on SEC IAPD