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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-16
MN RA APPROVED 2021-12-20
  • TX RA
    APPROVED
    Since 2024-09-16
  • MN RA
    APPROVED
    Since 2021-12-20

Branch Locations

9320 Ensign Ave South, Bloomington, MN 55438 • United States

3905 West 69Th Street, Edina, MN 55435 • United States

320 East Lake St, Minneapolis, MN 55408 • United States

11455 Viking Dr, Eden Prairie, MN 55344 • United States

Minneapolis, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 12/2011 08/2019
Heritage Wealth Advisors Mercer Island WA 08/2019 03/2021
Unemployed Minneapolis MN 04/2021 12/2021
Bmo Harris Bank Richfield MN 12/2021 Present
Lpl Financial, Llc Richfield MN 12/2021 Present
  • 12/2011 → 08/2019
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 08/2019 → 03/2021
    Heritage Wealth Advisors
    Mercer Island, WA
  • 04/2021 → 12/2021
    Unemployed
    Minneapolis, MN
  • 12/2021 → Present
    Bmo Harris Bank
    Richfield, MN
  • 12/2021 → Present
    Richfield, MN
Previous Registrations
Other Businesses

12/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - South Richfield, MN 55423 2) 01/08/2025 - BRYAN TAYLOR - Real Estate Rental - Investment Related - Home Based - Start Date:01/01/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 3) 03/10/2025 - BRYAN TAYLOR - Not Investment Related - Home Based - Real Estate Rental - Start Date:03/07/2025 - 10 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-01-14
  • S63 Uniform Securities Agent State Law Examination
    2012-01-14
Designations

View on SEC IAPD

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