Nicholas J Alfino

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2026-08-19
VT	RA	APPROVED	2026-07-06
MA	RA	APPROVED	2025-04-29
MD	RA	APPROVED	2024-11-12
RI	RA	APPROVED	2024-05-28
CT	RA	APPROVED	2024-05-14
TX	RA	APPROVED	2022-05-17
NV	RA	APPROVED	2022-04-14
GA	RA	APPROVED	2022-02-09
PA	RA	APPROVED	2022-01-20
SC	RA	APPROVED	2021-12-13
CO	RA	APPROVED	2021-11-04
NY	RA	APPROVED	2021-04-16
CA	RA	APPROVED	2021-03-23
NC	RA	APPROVED	2021-03-16
DE	RA	APPROVED	2020-05-18
AZ	RA	APPROVED	2019-11-04
FL	RA	APPROVED	2017-11-02
NJ	RA	APPROVED	2016-03-10

OR RA
APPROVED

Since 2026-08-19
VT RA
APPROVED

Since 2026-07-06
MA RA
APPROVED

Since 2025-04-29
MD RA
APPROVED

Since 2024-11-12
RI RA
APPROVED

Since 2024-05-28
CT RA
APPROVED

Since 2024-05-14
TX RA
APPROVED

Since 2022-05-17
NV RA
APPROVED

Since 2022-04-14
GA RA
APPROVED

Since 2022-02-09
PA RA
APPROVED

Since 2022-01-20
SC RA
APPROVED

Since 2021-12-13
CO RA
APPROVED

Since 2021-11-04
NY RA
APPROVED

Since 2021-04-16
CA RA
APPROVED

Since 2021-03-23
NC RA
APPROVED

Since 2021-03-16
DE RA
APPROVED

Since 2020-05-18
AZ RA
APPROVED

Since 2019-11-04
FL RA
APPROVED

Since 2017-11-02
NJ RA
APPROVED

Since 2016-03-10

Branch Locations

200 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insuarance Co Of America	Melville	NY	02/2016	Present
Park Ave Securities	Melville	NY	03/2016	Present

02/2016 → Present

Guardian Life Insuarance Co Of America

Melville, NY
03/2016 → Present

Park Ave Securities

Melville, NY

Other Businesses

1. GAIN IBO Networking Group President of our networking group. I ensure the integrity of our group along with growing the group. Start: 01/01/2018 Address: N/A 4 non bus hrs per month Not investment related 2. Insurance Brokering outside of Guardian Broker Start: 09/10/2019 Address: 1225 Garden City, NY 11530 0 hrs per month Investment related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-13

S66 Uniform Combined State Law Examination

2014-06-13

Designations

Other Names

Nick Alfino
Nicky John Alfino
Nicholas John Alfino

View on SEC IAPD