Thomas B Underwood

Current Employers

Bright Wealth Management, Llc

4400 State Highway 121 Suite 400, Lewisville, TX 75056 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-09-12
VA	RA	APPROVED	2024-09-12

TX RA
APPROVED_RES

Since 2024-09-12
VA RA
APPROVED

Since 2024-09-12

Branch Locations

Ashland, VA • United States

4400 State Highway 121 Suite 400, Lewisville, TX 75056 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Underwoods Landscaping	Smithfield	NC	05/2005	12/2016
Bb&T Investment Services, Inc.	Dallas	TX	02/2013	09/2017
Bb&T Bank	Dallas	TX	02/2013	09/2017
Bb&T Investment Services, Inc.	Fredericksburg	VA	09/2017	01/2019
Bb&T Bank	Fredericksburg	VA	09/2017	01/2019
Bb&T Securities, Llc	Fredericksburg	VA	01/2019	12/2020
Bb&T	Fredericksburg	VA	01/2019	12/2020
Bb&T Securities	Virginia Beach	VA	12/2020	02/2021
Truist Investment Services, Inc.	Virginia Beach	VA	02/2021	04/2023
Truist Advisory Services, Inc.	Virginia Beach	VA	02/2021	04/2023
Cary Street Partners Llc	Richmond	VA	04/2023	07/2024
Cary Street Partners Investment Advisory Llc	Richmond	VA	04/2023	07/2024
Bright Wealth Management, Llc	Lewisville	TX	09/2024	Present
Independent Insurance Agent	Ashland	VA	10/2017	Present
Integrated Advice Partners, Llc	Ashland	VA	08/2024	Present

05/2005 → 12/2016

Underwoods Landscaping

Smithfield, NC
02/2013 → 09/2017

Bb&T Investment Services, Inc.

Dallas, TX
02/2013 → 09/2017

Bb&T Bank

Dallas, TX
09/2017 → 01/2019

Bb&T Investment Services, Inc.

Fredericksburg, VA
09/2017 → 01/2019

Bb&T Bank

Fredericksburg, VA
01/2019 → 12/2020

Bb&T Securities, Llc

Fredericksburg, VA
01/2019 → 12/2020

Bb&T

Fredericksburg, VA
12/2020 → 02/2021

Bb&T Securities

Virginia Beach, VA
02/2021 → 04/2023

Truist Investment Services, Inc.

Virginia Beach, VA
02/2021 → 04/2023

Truist Advisory Services, Inc.

Virginia Beach, VA
04/2023 → 07/2024

Cary Street Partners Llc

Richmond, VA
04/2023 → 07/2024

Cary Street Partners Investment Advisory Llc

Richmond, VA
09/2024 → Present

Bright Wealth Management, Llc

Lewisville, TX
10/2017 → Present

Independent Insurance Agent

Ashland, VA
08/2024 → Present

Integrated Advice Partners, Llc

Ashland, VA

Previous Registrations

2023-04-26 → 2024-08-29

Cary Street Partners

Glen Allen, VA
2021-02-17 → 2023-04-27

Truist Advisory Services, Inc.

Dallas, TX

Virginia Beach, VA
2018-01-02 → 2021-02-17

Bb&T Securities, Llc

Charlotte, NC

Fredericksburg, VA

Virginia Beach, VA

Dallas, TX

Richmond, VA
2012-01-23 → 2018-01-02

Bb&T Investment Services, Inc.

Charlotte, NC

Dallas, TX

Dallas, TX

Dallas, TX

Dallas, TX

Fredericksburg, VA

Other Businesses

1) Independent Insurance Agent; Investment Related; Ashland, VA; Agent since 10/04/2017; insurance sales; approximately 16 hours per month; all during securities trading hours; fixed insurance product sales --- 2) Integrated Advice Partners, LLC, Not Investment Related; Ashland, VA, Sole Member since 08/22/2024; Operating Company; approximately 0 hours per month; none during securities trading hours; operating company - no products or services offered through this entity

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-01-20

S66 Uniform Combined State Law Examination

2012-01-20

Designations

Other Names

Thomas Underwood

View on SEC IAPD