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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-12
CA RA APPROVED 2012-05-18
  • TX RA
    APPROVED_RES
    Since 2026-05-12
  • CA RA
    APPROVED
    Since 2012-05-18

Branch Locations

4032 Centinela Ave, Los Angeles, CA 90066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Los Angeles CA 05/2012 Present
Previous Registrations
  • 2010-05-04 → 2012-05-08
    Long Beach, CA
    Long Beach, CA
    San Diego, CA
  • 2009-05-04 → 2010-04-07
    Los Angeles, CA
    Long Beach, CA
  • 2005-04-14 → 2009-05-11
    Wamu Investments, Inc.
    Seal Beach, CA
    Irvine, CA
    Laguna Hills, CA
    Huntington Beach, CA
    Mission Viejo, CA
    Garden Grove, CA
  • 2003-12-04 → 2004-11-02
    Morgan Stanley Dw Inc.
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-14
  • S66 Uniform Combined State Law Examination
    2000-11-14

View on SEC IAPD

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