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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-08-05 |
| NY | RA | APPROVED | 2025-08-05 |
| TX | RA | APPROVED_RES | 2025-08-04 |
Branch Locations
2 Jericho Plaza Suite 113, Jericho, NY 11753 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 02/2012 | 08/2025 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2025 |
| Oppenheimer & Co. Inc. | Jericho | NY | 08/2025 | Present |
*522675 - Noto Capital LLC; Investment related: Yes; Massapequa, New York; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours: 0; After business hours: 10; Buying and renting real estate *601056- Chestnut RE Rental, LLC; Investment related: Yes; Massapequa, New York; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2024; During business hours: 0; After business hours: 4; Administrative. *623088 - Pottstown RE Rental LLC; Investment Related - Yes; Massapequa, New York; Real Estate; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2025; During Business Hours: 0; After Business Hours: 5; Passive Rental Property. ****OPCO REVIEW****
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-28 |
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