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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-31 |
| TX | RA | APPROVED | 2025-10-31 |
Branch Locations
485 Madison Ave. Suite 1800, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Noein Inc | Williamsville | NY | 10/2003 | 06/2025 |
| Ubs Financial Services Inc. | Buffalo | NY | 10/2013 | 06/2025 |
| Rbc Capital Markets, Llc | Williamsville | NY | 06/2025 | 10/2025 |
| Hilltop Securities Inc. | Amherst | NY | 10/2025 | Present |
Erie County Sheriff's Office; Non-Investment Related, 10 Delaware Ave. Buffalo, New York 14202, Police/Sherriff Department, Reserve Deputy Sheriff. 20 hrs/mo non-investment related, 0 hrs/mo trading, 6/20/2023 Start Date, Seasonal position, Hourly for few months during the NFL season.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-12 |
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