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Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-10-16
FL RA APPROVED 2022-07-18
  • OH RA
    APPROVED
    Since 2024-10-16
  • FL RA
    APPROVED
    Since 2022-07-18

Branch Locations

5283 Office Park Blvd, Bradenton, FL 34203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Insurance Sandusky OH 11/2011 09/2018
State Farm Vp Management Corp. Sandusky OH 12/2011 09/2018
State Farm Investment Management Corp Brecksville OH 10/2018 09/2022
State Farm Vp Management Corp Brecksville OH 10/2018 09/2022
Mark Swain Insurance Agency Brecksville OH 10/2018 09/2022
Mark Swain's Insurance Agency Bradenton FL 09/2022 Present
State Farm Vp Management Corp Brandenton FL 09/2022 Present
State Farm Investment Management Corp Brandenton FL 09/2022 Present
  • 11/2011 → 09/2018
    State Farm Insurance
    Sandusky, OH
  • 12/2011 → 09/2018
    State Farm Vp Management Corp.
    Sandusky, OH
  • 10/2018 → 09/2022
    Brecksville, OH
  • 10/2018 → 09/2022
    State Farm Vp Management Corp
    Brecksville, OH
  • 10/2018 → 09/2022
    Mark Swain Insurance Agency
    Brecksville, OH
  • 09/2022 → Present
    Mark Swain's Insurance Agency
    Bradenton, FL
  • 09/2022 → Present
    State Farm Vp Management Corp
    Brandenton, FL
  • 09/2022 → Present
    Brandenton, FL
Other Businesses

1) Mark Swain's Insurance Agency; Insurance Agency; Investment-related; 5283 Office Park BLVD Bradenton FL 34203; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/01/2022; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-09-12
  • S65 Uniform Investment Adviser Law Examination
    2019-09-12

View on SEC IAPD

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