Ryan David Shippy

Ubs Financial Services Inc.

Palm Beach Gardens, FL

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-01-18
TX	RA	APPROVED	2022-01-12

FL RA
APPROVED

Since 2022-01-18
TX RA
APPROVED

Since 2022-01-12

Branch Locations

3801 Pga Blvd. Suite 1000, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Palm Beach	FL	06/2014	01/2022
Fidelity Personal And Workplace Advisors	Boston	MA	07/2018	01/2022
Ubs Financial Services Inc	Palm Beach Gardens	FL	01/2022	Present

06/2014 → 01/2022

Fidelity Brokerage Services Llc

Palm Beach, FL
07/2018 → 01/2022

Fidelity Personal And Workplace Advisors

Boston, MA
01/2022 → Present

Ubs Financial Services Inc

Palm Beach Gardens, FL

Previous Registrations

2018-07-13 → 2022-01-25

Fidelity Personal And Workplace Advisors

Boston, MA
2014-08-19 → 2018-07-13

Strategic Advisers Llc

Palm Beach, FL
2013-10-22 → 2014-06-10

Morgan Stanley

West Palm Beach, FL
2012-04-26 → 2013-05-17

Gfo Advisory Services, Llc

Jupiter, FL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2013-07-12
S65	Uniform Investment Adviser Law Examination	2012-03-16

S63 Uniform Securities Agent State Law Examination

2013-07-12
S65 Uniform Investment Adviser Law Examination

2012-03-16

View on SEC IAPD

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