Best Investors Account Sign in
Inactive

Daniel Murphy Ballou

Connecticut Wealth Management, LLC

Farmington, CT

Claim This Profile
Current Employers
Connecticut Wealth Management, Llc

281 Farmington Avenue, Farmington, CT 06032-1911 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-29
MA RA APPROVED 2023-03-27
CT RA APPROVED 2019-06-11
  • TX RA
    APPROVED
    Since 2026-01-29
  • MA RA
    APPROVED
    Since 2023-03-27
  • CT RA
    APPROVED
    Since 2019-06-11

Branch Locations

281 Farmington Avenue, Farmington, CT 06032-1911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Investments Andover MA 10/2012 05/2019
Connecticut Wealth Management, Llc Farmington CT 06/2019 01/2023
Connecticut Wealth Management, Llc Farmington CT 01/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-30
S63 Uniform Securities Agent State Law Examination 2013-01-11
  • S65 Uniform Investment Adviser Law Examination
    2015-06-30
  • S63 Uniform Securities Agent State Law Examination
    2013-01-11
Designations

View on SEC IAPD

More in Farmington, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor