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Villa Park, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-11-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Chicago | IL | 09/2012 | 07/2017 |
| The Federal Savings Bank | Chicago | IL | 08/2017 | 11/2017 |
| Peoples Home Equity | Schaumburg | IL | 05/2018 | 06/2018 |
| Command Ventilation Group | Downers Grove | IL | 01/2018 | 08/2018 |
| Command Financial Group | Chicago | IL | 06/2018 | Present |
| Great Point Capital, Llc | Chicago | IL | 07/2019 | Present |
| Apis Financial Group, Llc | Villa Park | IL | 10/2021 | Present |
Command Financial Group LLC. Not investment related. Mortgage Brokering. President. President. 03/2018. Approximately 40 hours a month. 40 hours during trading hours. Day to day operations. Great Point Capital. Investment related. Alternate investments. Registered Rep. Rep. 01/2019. Approximately 1 hour a month. 1 hour during trading hours. Sales Rep.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-10-10 |
| S65 | Uniform Investment Adviser Law Examination | 2018-11-29 |
| S66 | Uniform Combined State Law Examination | 2012-05-09 |
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