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Anthony D Ries

LPl Financial LLC

Grand Rapids, MI

Douglas, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-01
NJ RA APPROVED 2017-11-28
MI RA APPROVED 2010-09-03
  • TX RA
    APPROVED
    Since 2019-11-01
  • NJ RA
    APPROVED
    Since 2017-11-28
  • MI RA
    APPROVED
    Since 2010-09-03

Branch Locations

2215 Oak Industrial Dr Ne #202, Grand Rapids, MI 49505 • United States

Douglas, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Grand Rapids MI 03/2006 Present
  • 03/2006 → Present
    Linsco/Private Ledger Corp.
    Grand Rapids, MI
Other Businesses

1. 02/26/09 / DBA / HAYDEN RIES INVESTMENT MANAGEMENT

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-08-01
  • S63 Uniform Securities Agent State Law Examination
    2000-08-01
Designations
Other Names
  • Tony Ries

View on SEC IAPD

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