Richard E Falcione

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2019-02-27
MD	RA	APPROVED	2019-02-27

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Pioneer Funds Distributor, Inc.	Boston	MA	07/1999	05/2018
Pioneer Institutional Asset Management, Inc.	Boston	MA	04/2006	05/2018
T. Rowe Price	Baltimore	MD	06/2018	Present

2018-06-15 → 2019-03-06

T. Rowe Price Advisory Services, Inc.

Baltimore, MD
2006-04-20 → 2018-05-25

Amundi Pioneer Institutional Asset Management, Inc.

Boston, MA
2004-08-31 → 2006-04-20

Amundi Asset Management Us, Inc.

Boston, MA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-08-30