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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-11-17
  • CT RA
    APPROVED
    Since 2025-11-17

Branch Locations

Stamford, CT • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co. Llc New York NY 05/2014 09/2017
Morgan Stanley Smith Barney Llc Purchase NY 09/2017 11/2025
Steward Partners Global Advisory, Llc Stamford CT 11/2025 Present
Steward Partners Investment Solutions, Llc Stamford CT 11/2025 Present
Steward Partners Investment Advisory, Llc Stamford CT 11/2025 Present
  • 05/2014 → 09/2017
    Morgan Stanley & Co. Llc
    New York, NY
  • 09/2017 → 11/2025
    Morgan Stanley Smith Barney Llc
    Purchase, NY
  • 11/2025 → Present
    Steward Partners Global Advisory, Llc
    Stamford, CT
  • 11/2025 → Present
    Steward Partners Investment Solutions, Llc
    Stamford, CT
  • 11/2025 → Present
    Stamford, CT
Previous Registrations
  • 2018-11-27 → 2025-11-05
    New York, NY
    New York, NY
    New York, NY
    Stamford, CT
    Purchase, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-27
  • S66 Uniform Combined State Law Examination
    2018-11-27
Other Names
  • Dana Parisi
  • Dana Deluca
  • Dana L Deluca

View on SEC IAPD

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