Randall Gray Neighbour

Current Employers

The Fiduciary Alliance

135 S Main St Suite 600, Greenville, SC 29601 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-06-16

TX RA
APPROVED

Since 2021-06-16

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Touch Outreach Ministries, Inc.	Houston	TX	10/2001	Present
Lincoln Financial Advisors	Houston	TX	02/2013	08/2018
Sigma Financial Corporation	Ann Arbor	MI	08/2018	06/2021
Sigma Planning Corporation	Ann Arbor	MI	08/2018	06/2021
Fortune Financial Services, Inc.	Monaca	PA	06/2021	07/2022
The Fiduciary Alliance	Greenville	SC	06/2021	Present

10/2001 → Present

Touch Outreach Ministries, Inc.

Houston, TX
02/2013 → 08/2018

Lincoln Financial Advisors

Houston, TX
08/2018 → 06/2021

Sigma Financial Corporation

Ann Arbor, MI
08/2018 → 06/2021

Sigma Planning Corporation

Ann Arbor, MI
06/2021 → 07/2022

Fortune Financial Services, Inc.

Monaca, PA
06/2021 → Present

The Fiduciary Alliance

Greenville, SC

Previous Registrations

2018-08-30 → 2021-06-15

Spc

Houston, TX
2013-04-30 → 2018-09-07

Osaic Fa, Inc.

Houston, TX

Other Businesses

1. DBA - Kingdom Wealth Management. Offering financial planning services as well as the sales of term and permanent life insurance products as well as fixed annuities. Start date: 9/1/18, approx. 40 hrs/wk. during trading hrs. INV REL: Y 2. Offer Medicare supplements and Medicare Advantage policies to clients through an FMO, South Bay Health Insurance. Start date: July 1, 2019. INV REL: Y 2a. Offer insurance products to clients through an FMO, Asset Marketing Systems. Start date: Aug 1, 2011. INV REL: N 3. TOUCH OUTREACH MINISTRIES, 624 W. 21ST ST., HOUSTON TX 77008 TITLE: PRESIDENT and Chairman of the Board. DUTIES: MAINTAIN THE STATUS OF THE ORGANIZATION DURING EVENING/WEEKEND HOURS START DATE: 2/15/92, HRS/MO: 3-5 HRS/MO with none during trading hrs. INV REL: NO 4. RANDALL G. NEIGHBOUR, 624 W. 21ST ST., HOUSTON TX 77008 CATEGORY: MEDIA INV REL: NO TITLE: OWNER DUTIES: AUTHOR OF RELIGIOUS PUBLICATIONS START DATE: 3/20/98 HRS/MO: 1-2 HRS/MO, 0 DURING TRADING HOURS. 5. Successor trustee for parents' revocable trust but not currently acting in this capacity. Trust dated 2008, 0 time spent on activity and no income received. INV REL: No. 6. The American Center for Financial Stewardship 501c3 non profit; Director and President; Not investment related; 9/2023; Education in the area of budgeting, finance, etc..; Approximately 5 hours per month with 0 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-11-22
S66	Uniform Combined State Law Examination	2013-04-22

S65 Uniform Investment Adviser Law Examination

2021-11-22
S66 Uniform Combined State Law Examination

2013-04-22

View on SEC IAPD