Inactive

Scott Jeffrey Bauman

Pyxis Retirement Consultants

Claim This Profile

Current Employers

Pyxis Retirement Consultants

New York, NY • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-09

NY RA
APPROVED

Since 2021-05-09

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Alliancebernstein	New York	NY	01/2015	03/2018
Killarney Ii, Llc	Astoria	NY	04/2018	Present
Pyxis Retirement Consultants	New York	NY	04/2018	Present

01/2015 → 03/2018

Alliancebernstein

New York, NY
04/2018 → Present

Killarney Ii, Llc

Astoria, NY
04/2018 → Present

Pyxis Retirement Consultants

New York, NY

Previous Registrations

2015-01-14 → 2018-03-20

Alliancebernstein L.P.

New York, NY
2012-03-19 → 2015-02-24

Cammack Retirement Group

Wellesley, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-03-05
S63	Uniform Securities Agent State Law Examination	2012-01-27

S65 Uniform Investment Adviser Law Examination

2012-03-05
S63 Uniform Securities Agent State Law Examination

2012-01-27

Other Names

Scott Bauman

View on SEC IAPD

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor