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565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-05 |
Branch Locations
101 Park Avenue, 12Th Floor, New York City, NY 10178 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliant Insurance Services | New York | NY | 04/2013 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2013 | Present |
| Alliant Retirement Services, Llc Dba Alliant Retirement Consulti | New York | NY | 03/2021 | Present |
1. ALLIANT INSURANCE SERVICES - NEW YORK, NY 40 SEC HRS PER WEEK SINCE 04/2013,ADMIN SUPPORT FOR JOHN CUNNINGHAM-40SEC HRS PER WEEK SINCE 04/2013 2.NAME OF OTHER BUSINESS: ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: 320 WEST 57TH ST. NEW YORK, NY 10019 NATURE OF BUSINESS: DBA FOR RETIREMENT PLANS START DATE: 7/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: ACCOUNT EXECUTIVE BRIEF DESCRIPTION OF DUTIES: DBA 3.NAME OF OTHER BUSINESS: THE BABYLON CHORALE, INC. INVESTMENT RELATED: NO ADDRESS: PO BOX 492 BABYLON NY 11702 NATURE OF BUSINESS: PERFORMING ARTS ORGANIZATION BOARD OF DIRECTORS START DATE: 7/2017 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: SECRETARY BRIEF DESCRIPTION OF DUTIES: SEAT ON EXECUTIVE BOARD, TAKE MINUTES & BOARD CORRESPONDENCE 4. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT SERVICES, LLC DBA ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 03/2021 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2013-07-09 |
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