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Current Employers
Retirement And Wealth At Alliant, Llc

565 E. Swedesford Road Suite 100, Wayne, PA 19087 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-05
  • NY RA
    APPROVED
    Since 2021-04-05

Branch Locations

101 Park Avenue, 12Th Floor, New York City, NY 10178 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliant Insurance Services New York NY 04/2013 Present
Cetera Advisor Networks Llc El Segundo CA 09/2013 Present
Alliant Retirement Services, Llc Dba Alliant Retirement Consulti New York NY 03/2021 Present
  • 04/2013 → Present
    Alliant Insurance Services
    New York, NY
  • 09/2013 → Present
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 03/2021 → Present
    Alliant Retirement Services, Llc Dba Alliant Retirement Consulti
    New York, NY
Other Businesses

1. ALLIANT INSURANCE SERVICES - NEW YORK, NY 40 SEC HRS PER WEEK SINCE 04/2013,ADMIN SUPPORT FOR JOHN CUNNINGHAM-40SEC HRS PER WEEK SINCE 04/2013 2.NAME OF OTHER BUSINESS: ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: 320 WEST 57TH ST. NEW YORK, NY 10019 NATURE OF BUSINESS: DBA FOR RETIREMENT PLANS START DATE: 7/2017 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: ACCOUNT EXECUTIVE BRIEF DESCRIPTION OF DUTIES: DBA 3.NAME OF OTHER BUSINESS: THE BABYLON CHORALE, INC. INVESTMENT RELATED: NO ADDRESS: PO BOX 492 BABYLON NY 11702 NATURE OF BUSINESS: PERFORMING ARTS ORGANIZATION BOARD OF DIRECTORS START DATE: 7/2017 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: SECRETARY BRIEF DESCRIPTION OF DUTIES: SEAT ON EXECUTIVE BOARD, TAKE MINUTES & BOARD CORRESPONDENCE 4. NAME OF OTHER BUSINESS: ALLIANT RETIREMENT SERVICES, LLC DBA ALLIANT RETIREMENT CONSULTING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY BUSINESS POSITION/TITLE/RELATIONSHIP: ADVISORY REPRESENTATIVE START DATE: 03/2021 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: ASSET MANAGEMENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-05
S63 Uniform Securities Agent State Law Examination 2013-07-09
  • S65 Uniform Investment Adviser Law Examination
    2021-04-05
  • S63 Uniform Securities Agent State Law Examination
    2013-07-09

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