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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-22 |
| OR | RA | APPROVED | 2025-09-05 |
Branch Locations
300 Sw Columbia Street Suite 201, Bend, Or, Usa, 97, OR 97702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jones & Roth, P.C. | Bend | OR | 09/2004 | Present |
| 1St Global Capital Corp. | Bend | OR | 11/2011 | 10/2019 |
| 1St Global Advisors Inc. | Bend | OR | 11/2011 | 10/2019 |
| Avantax Insurance Services, Inc. | Bend | OR | 03/2012 | 09/2025 |
| Avantax Advisory Services | Bend | OR | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Bend | OR | 10/2019 | 09/2025 |
| Cetera Wealth Services, Llc | Bend | OR | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) JONES & ROTH FINANCIAL ADVISORS, LLC POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL ADVISORY SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2011 ADDRESS: Bend OR DESCRIPTION: Provide financial services to clients. 2) Jones & Roth, PC;NIR;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-22 |
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