Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-22
OR RA APPROVED 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2026-02-22
  • OR RA
    APPROVED
    Since 2025-09-05

Branch Locations

300 Sw Columbia Street Suite 201, Bend, Or, Usa, 97, OR 97702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jones & Roth, P.C. Bend OR 09/2004 Present
1St Global Capital Corp. Bend OR 11/2011 10/2019
1St Global Advisors Inc. Bend OR 11/2011 10/2019
Avantax Insurance Services, Inc. Bend OR 03/2012 09/2025
Avantax Advisory Services Bend OR 10/2019 09/2025
Avantax Investment Services, Inc. Bend OR 10/2019 09/2025
Cetera Wealth Services, Llc Bend OR 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 09/2004 → Present
    Jones & Roth, P.C.
    Bend, OR
  • 11/2011 → 10/2019
    1St Global Capital Corp.
    Bend, OR
  • 11/2011 → 10/2019
    1St Global Advisors Inc.
    Bend, OR
  • 03/2012 → 09/2025
    Avantax Insurance Services, Inc.
    Bend, OR
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Bend, OR
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Bend, OR
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Bend, OR
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Bend, Or, Usa, 97, OR
  • 2012-01-03 → 2019-10-25
    1St Global Advisors Inc
    Bend, OR
Other Businesses

1) JONES & ROTH FINANCIAL ADVISORS, LLC POSITION: FINANCIAL ADVISOR NATURE: FINANCIAL ADVISORY SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 2 START DATE: 11/01/2011 ADDRESS: Bend OR DESCRIPTION: Provide financial services to clients. 2) Jones & Roth, PC;NIR;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-22
  • S66 Uniform Combined State Law Examination
    2011-12-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bend, Or, Usa, 97, OR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor