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10 N. Third Street, Geneva, IL 60134 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Leelyn Smith, Llc | Geneva | IL | 01/2013 | Present |
| Lpl Financial Llc | Geneva | IL | 11/2017 | Present |
| Lpl Financial Llc | Geneva | IL | 05/2018 | 08/2020 |
1. 5/23/2018 - The Retirement Network LTD - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 05/01/2018 - 40 Hours Per Month During Securities Trading - I provide administrative support to The Retirement Network LTD, an independent investment advisor firm. I started this business activity in 05/01/2018. I expect to spend approximately 40 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 11/08/2019 - The Retirement Network - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:11/5/2019 - 160 hrs/mo - 160 hrs during trading. 3. 3/12/2020 - Leelyn Smith - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 2/4/2020. 4. 9/9/2020 - Leelyn Smith, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 08/2020 - 40 Hours Per Month During Securities Trading - I provide administrative support to Leelyn Smith LLC, an independent investment advisor firm. I started this business activity in 08/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 3/3/2021 - No Business Name - Not Investment Related - Other-Notary Public - Start Date: 3/3/2017 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-30 |
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