Louis C Baviello

Current Employers

Baviello Investment Management, Llc

Baltimore, MD • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2018-04-16
MD	RA	APPROVED	2018-03-20

VA RA
APPROVED

Since 2018-04-16
MD RA
APPROVED

Since 2018-03-20

Branch Locations

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Baltimore	MD	05/2016	03/2018
Great Valley Advisor Group	Wilmington	DE	05/2016	03/2018
Baviello Investment Management, Llc	Baltimore	MD	03/2018	Present

05/2016 → 03/2018

Lpl Financial Llc

Baltimore, MD
05/2016 → 03/2018

Great Valley Advisor Group

Wilmington, DE
03/2018 → Present

Baviello Investment Management, Llc

Baltimore, MD

Previous Registrations

2016-05-17 → 2018-03-19

Great Valley Advisor Group, Llc

Baltimore, MD

Berwyn, PA
2014-07-16 → 2016-05-17

Janney Montgomery Scott Llc

Lemoyne, PA
2012-05-24 → 2014-07-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Reston, VA

Vienna, VA
2012-01-03 → 2012-05-16

Maple Avenue Capital, Llc

Fairfax, VA

Other Businesses

Baviello & Co., investment related; 500 Edgevale Road, Baltimore, Maryland. Publisher of a financial publication named the Baviello Bulletin. Managing Member. October 2023. 20% of profession time spent. Draft and issue investment research reports on securities or companies.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2012-08-16
S65	Uniform Investment Adviser Law Examination	2011-04-16

S63 Uniform Securities Agent State Law Examination

2012-08-16
S65 Uniform Investment Adviser Law Examination

2011-04-16

Other Names

Louis Christopher Baviello

View on SEC IAPD