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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-05-29 |
| CA | RA | APPROVED | 2025-05-27 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
Birmingham, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman | New York | NY | 03/2012 | 02/2018 |
| T. Rowe Price Inv. Svcs., Inc. / T. Rowe Price Associates, Inc. | Baltimore | MD | 03/2018 | 04/2025 |
| Capital Group / Capital Client Group, Inc. | Los Angeles | CA | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-23 |
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