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Christopher Baudhuin

J.P. Morgan Securities LLC

Cumming, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-06-10
TX RA APPROVED 2024-06-06
  • GA RA
    APPROVED
    Since 2024-06-10
  • TX RA
    APPROVED
    Since 2024-06-06

Branch Locations

365 Peachtree Pkwy, Cumming, GA 30041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cumming GA 05/2024 Present
Jpmorgan Chase Bank (Mi) Cumming GA 05/2024 Present
E*Trade By Morgan Stanley Alpharetta GA 06/2013 12/2023
Unemployed Cumming GA 01/2024 04/2024
  • 05/2024 → Present
    J.P. Morgan Securities Llc
    Cumming, GA
  • 05/2024 → Present
    Jpmorgan Chase Bank (Mi)
    Cumming, GA
  • 06/2013 → 12/2023
    E*Trade By Morgan Stanley
    Alpharetta, GA
  • 01/2024 → 04/2024
    Unemployed
    Cumming, GA
Previous Registrations
  • 2023-09-05 → 2024-01-02
    Morgan Stanley
    Alpharetta, GA
  • 2015-09-15 → 2023-09-05
    Harrisdirect Llc
    Alpharetta, GA
    Arlington, VA
    Alpharetta, GA
  • 2012-01-12 → 2012-04-19
    Edward Jones
    Maryland Heights, MO
    Maryland Heights, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-11
  • S66 Uniform Combined State Law Examination
    2015-08-11
Other Names
  • Chris M Baudhuin
  • Christopher Michael Baudhuin

View on SEC IAPD

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OSAIC WEALTH, INC.
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES

Other Investors

JEANINE MARTIN
SAMANTHA MIA DUTTO
LINDA DIANE HERTOG
Brian G Moore
Donald A Dennis
CLAUDIA GUADALUPE PINEDA PADILLA
BIRGITTE ANNA-LEAH HOUEN-TOLSTRUP
Carol J Alka

Other Offices

PFS INVESTMENTS INC. · CUMMING, GA
FINANCIAL CONSULTANTS GROUP INC · CUMMING, GA
TRUIST ADVISORY SERVICES, INC. · CUMMING, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cumming, GA
PNC WEALTH MANAGEMENT LLC · CUMMING, GA
OSAIC WEALTH, INC. · CUMMING, GA
WELLS FARGO CLEARING SERVICES, LLC · CUMMING, GA
EDWARD JONES · Cumming, GA

More in Cumming, GA

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