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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-02-21
FL RA APPROVED 2019-02-18
TX RA APPROVED 2019-02-12
  • OH RA
    APPROVED
    Since 2019-02-21
  • FL RA
    APPROVED
    Since 2019-02-18
  • TX RA
    APPROVED
    Since 2019-02-12

Branch Locations

10170 Penny Lane 1St Floor, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Dayton OH 01/2015 12/2017
Ubs Financial Services Miamisburg OH 01/2018 02/2019
Robert W. Baird Dayton OH 02/2019 Present
  • 01/2015 → 12/2017
    Ubs Financial Services
    Dayton, OH
  • 01/2018 → 02/2019
    Ubs Financial Services
    Miamisburg, OH
  • 02/2019 → Present
    Robert W. Baird
    Dayton, OH
Previous Registrations
Other Businesses

Name/Address: BFE Parking / 49 W. Franklin St, Dayton, OH 45458 Start Date: 7/19/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-04
  • S66 Uniform Combined State Law Examination
    2013-10-04
Designations

View on SEC IAPD

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