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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-02-21 |
| FL | RA | APPROVED | 2019-02-18 |
| TX | RA | APPROVED | 2019-02-12 |
Branch Locations
10170 Penny Lane 1St Floor, Miamisburg, OH 45342 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Dayton | OH | 01/2015 | 12/2017 |
| Ubs Financial Services | Miamisburg | OH | 01/2018 | 02/2019 |
| Robert W. Baird | Dayton | OH | 02/2019 | Present |
Name/Address: BFE Parking / 49 W. Franklin St, Dayton, OH 45458 Start Date: 7/19/23 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Member Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-04 |
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