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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • IL RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

Chicago, IL • United States

203 N Lasalle St St 2102, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc St Paul MN 10/2012 08/2023
Minnesota Life Insurance Company St Paul MN 10/2012 08/2023
Cri Securities, Llc St Paul MN 09/2013 10/2021
North Star Consultants, Inc. Chicago IL 07/2016 Present
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 10/2012 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 10/2012 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 09/2013 → 10/2021
    Cri Securities, Llc
    St Paul, MN
  • 07/2016 → Present
    North Star Consultants, Inc.
    Chicago, IL
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-02-21 → 2023-08-10
    Securian Financial Services, Inc.
    Philadelphia, PA
    Chicago, IL
    Minneapolis, MN
    Philadelphia, PA
    St. Paul, MN
  • 2013-09-12 → 2021-10-22
    Cri Securities, Llc
    Philadelphia, PA
    Minneapolis, MN
    Philadelphia, PA
    Chicago, IL
    Philadelphia, PA
Other Businesses

1. NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2013 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-08
  • S66 Uniform Combined State Law Examination
    2013-02-08

View on SEC IAPD

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