Geoffrey James Smarte

Current Employers

Advisory Services Network

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2023-01-10
KY	RA	APPROVED	2020-06-26

LA RA
APPROVED

Since 2023-01-10
KY RA
APPROVED

Since 2020-06-26

Branch Locations

Frankfort, KY • United States

900 Ashwood Parkway Suite 500, Atlanta, GA 30338 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments	Woodside	CA	09/2011	06/2020
Advisory Services Network, Llc	Atlanta	GA	06/2020	Present

09/2011 → 06/2020

Fisher Investments

Woodside, CA
06/2020 → Present

Advisory Services Network, Llc

Atlanta, GA

Previous Registrations

2011-10-12 → 2020-05-29

Fisher Investments

Georgetown, KY

Plano, TX

Frankfort, KY
2008-08-12 → 2011-10-13

Equitable Advisors, Llc

Lexington, KY

Lexington, KY

Other Businesses

1) The Watchtower Group, LLC: Managing Member. Insurance agency formed 09/2024 for insurance plan design and implementation. Time spent: 5 hours per month, 0 during trading hours. Investment related activity. 2) Smarte Valoren Capital Group, LLC: Owner / Managing Member since 04/2025. Holding company and service organization to share resources for employees, vendors and other business expenses. Time spent: 4 hours per month, 0 during trading hours. Not investment related. 3) Smarte Capital Partners, LLC: Managing member since 05/2025; Holding company to handle late father's estate. Time spent: 1 hour per month, 0 during trading hours. Not investment related activity. 4) Smarte All Weather Portfolio L.P.: partner in investment partnership since 04/2025. Time spent: 2 hours per month, 0 during trading hours. Investment related activity. 5) Smarte Asset Management, LLC dba Smarte Investments: managing member since 06/2020. Business service company and pass through entity for tax purposes. Time spent: 5 hours per week, .5 hours during trading. Not investment related activity. 6) Smarte Investments: chairman overseeing giving since 08/2025. Charitable-focused organization; provides monetary donations to various chartity organizations and scholarships to students/families grades K-12 and college. Time spent: less than 1 hour per month, none during trading hours. Not investment related activity. 7) Skybridge LLC: managing member since 07/2023; service company, business is pass through for tax planning purposes. Time spent: 5 hours per month, less than 1 hour during trading. Not investment related activity.