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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-10-29
  • UT RA
    APPROVED
    Since 2024-10-29

Branch Locations

Layton, UT • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

5201 W Amelia Earhart Dr, Salt Lake City, UT 84116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley South Jordan UT 06/2015 11/2022
Wells Fargo Clearing Services Salt Lake City UT 11/2022 Present
  • 06/2015 → 11/2022
    South Jordan, UT
  • 11/2022 → Present
    Wells Fargo Clearing Services
    Salt Lake City, UT
Previous Registrations
Other Businesses

RADIANCE SKIN CARE, INV REALTED, FARMINGTON, UT, 100% OWNERSHIP WITH SPOUSE, START 6/1/24, 40 HRS PER MONTH, 0 HRS DURING TRADING, WIFES BUSINESS AND WILL PROVIDE ACCOUNTING SERVICES; EXECUTOR FOR AUNT; INV RELATED; FILLMORE, UT; START: 1/1/2035; 1 HOUR A MONTH; 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-03
S63 Uniform Securities Agent State Law Examination 2020-08-04
  • S65 Uniform Investment Adviser Law Examination
    2021-11-03
  • S63 Uniform Securities Agent State Law Examination
    2020-08-04

View on SEC IAPD

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