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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2024-10-29 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
5201 W Amelia Earhart Dr, Salt Lake City, UT 84116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | South Jordan | UT | 06/2015 | 11/2022 |
| Wells Fargo Clearing Services | Salt Lake City | UT | 11/2022 | Present |
RADIANCE SKIN CARE, INV REALTED, FARMINGTON, UT, 100% OWNERSHIP WITH SPOUSE, START 6/1/24, 40 HRS PER MONTH, 0 HRS DURING TRADING, WIFES BUSINESS AND WILL PROVIDE ACCOUNTING SERVICES; EXECUTOR FOR AUNT; INV RELATED; FILLMORE, UT; START: 1/1/2035; 1 HOUR A MONTH; 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2020-08-04 |
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