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Buffalo, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2011 | 01/2020 |
| Northwestern Mutual Investment Services, Llc | Williamsville | NY | 02/2012 | 01/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 01/2020 |
| Under Par Planning Llc | Buffalo | NY | 01/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-27 |
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