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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-06-30
TX RA APPROVED 2016-06-30
  • CA RA
    APPROVED
    Since 2016-06-30
  • TX RA
    APPROVED
    Since 2016-06-30

Branch Locations

2275 El Camino Real, Palo Alto, CA 94306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Menlo Park CA 06/2016 Present
  • 06/2016 → Present
    Jpmorgan Securities Llc
    Menlo Park, CA
Previous Registrations
  • 2012-04-16 → 2016-06-24
    Msi Financial Services, Inc.
    San Jose, CA
    Walnut Creek, CA
    Walnut Creek, CA
    San Jose, CA
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 5/12/2003 ADDRESS: 513-515 MEDFORD, OR. 517-517.5 MEDFORD, OR. DETAILS: I have a local property management companying taking care of the properties HOURS DEDICATED (per month unless otherwise indicated): 1 HOUR PER MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-15
S63 Uniform Securities Agent State Law Examination 2012-02-23
  • S66 Uniform Combined State Law Examination
    2012-03-15
  • S63 Uniform Securities Agent State Law Examination
    2012-02-23
Other Names
  • Chun Man Wong
  • Hyman Wong

View on SEC IAPD

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