George Robertson

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-08-17

CA RA
APPROVED

Since 2026-08-17

Branch Locations

1180 Iron Point Road Suite 180, Folsom, CA 95630 • United States

915 Highland Pointe Dr. Suite 150, Roseville, CA 95678 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-03-17

CA RA
APPROVED

Since 2025-03-17

Branch Locations

1180 Iron Point Rd Ste 180, Folsom, CA 95630 • United States

915 Highland Pointe Dr Ste 150, Roseville, CA 95678 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2020	03/2025
Franklin Templeton Investments	Rancho Cordova	CA	03/2015	03/2020
Lpl Financial	Roseville	CA	03/2025	08/2026
Cetera Wealth Services, Llc	El Segundo	CA	08/2026	Present
Cetera Investment Advisers Llc	Schaumburg	IL	08/2026	Present
Sierra Oaks Financial Planning, Inc	Roseville	CA	03/2025	Present

03/2020 → 03/2025

Edward Jones

St Louis, MO
03/2015 → 03/2020

Franklin Templeton Investments

Rancho Cordova, CA
03/2025 → 08/2026

Lpl Financial

Roseville, CA
08/2026 → Present

Cetera Wealth Services, Llc

El Segundo, CA
08/2026 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
03/2025 → Present

Sierra Oaks Financial Planning, Inc

Roseville, CA

Previous Registrations

2020-06-01 → 2025-03-18

Edward Jones

St Louis, MO

Folsom, CA

Granite Bay, CA

Granite Bay, CA

Granite Bay, CA

Other Businesses

1. NAME OF OTHER BUSINESS: SIERRA OAKS FINANCIAL PLANNING, INC. INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2025 POSITION/TITLE/RELATIONSHIP: FOUNDER AND PRESIDENT APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 2. NAME OF OTHER BUSINESS: SIERRA RIDGE ADVISOR GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 03/2025 POSITION/TITLE/RELATIONSHIP: FINANIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-05-29

S66 Uniform Combined State Law Examination

2020-05-29

Designations

Other Names

George Thomas Robertson
George Robertson

View on SEC IAPD