Timothy James Smirniotis

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-12-03
AZ	RA	APPROVED	2017-01-12
TX	RA	APPROVED_RES	2017-01-06

FL RA
APPROVED

Since 2019-12-03
AZ RA
APPROVED

Since 2017-01-12
TX RA
APPROVED_RES

Since 2017-01-06

Branch Locations

1 Independent Dr 20Th Fl [Support Center], Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services, Llc	Jacksonville	FL	05/2012	12/2016
Wells Fargo Clearing Services, Llc	Scottsdale	AZ	12/2016	Present

05/2012 → 12/2016

Fidelity Brokerage Services, Llc

Jacksonville, FL
12/2016 → Present

Wells Fargo Clearing Services, Llc

Scottsdale, AZ

Other Businesses

FAMILY VAULT COLLECTABLES; NOT INV RELATED;FERNANDINA BEACH,FL; Collectables;50% OWNERSHIP; START DATE: 07/04/2026; 24 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-01-12
S63	Uniform Securities Agent State Law Examination	2012-08-13

S65 Uniform Investment Adviser Law Examination

2017-01-12
S63 Uniform Securities Agent State Law Examination

2012-08-13