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Lisa Catlett Goins

LPl Financial LLC

Knoxville, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-12-04
  • TN RA
    APPROVED
    Since 2023-12-04

Branch Locations

7121 Afton Dr, Knoxville, TN 37918 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Knoxville TN 09/2023 12/2023
Lpl Financial Llc Knoxville TN 12/2023 Present
Sagepoint Knoxville TN 04/2012 09/2023
Previous Registrations
  • 2023-09-01 → 2023-12-05
    Osaic Wealth, Inc.
    Knoxville, TN
  • 2012-03-28 → 2023-09-01
    Osaic Services, Inc.
    Knoxville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-22
  • S66 Uniform Combined State Law Examination
    2012-02-22
Other Names
  • Lisa Carole Catlett

View on SEC IAPD

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TRUIST ADVISORY SERVICES, INC.
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SAGESPRING WEALTH PARTNERS

Other Investors

WILLIAM HANKINS
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GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

More in Knoxville, TN

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